IIA-CIA-Part2 Valid Exam Duration & Valid Test IIA-CIA-Part2 Test
IIA-CIA-Part2 Valid Exam Duration & Valid Test IIA-CIA-Part2 Test
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IIA-CIA-Part2 exam is designed by the Institute of Internal Auditors (IIA) and is an important certification for individuals who wish to pursue a career in the field of internal auditing. IIA-CIA-Part2 exam is known as the Practice of Internal Auditing and is one of the three exams required to become a Certified Internal Auditor (CIA).
IIA-CIA-Part2 certification exam consists of 100 multiple-choice questions that must be completed within a time limit of two hours and forty-five minutes. IIA-CIA-Part2 Exam covers a wide range of topics related to internal auditing, including internal control and risk management, governance and business ethics, communication, and audit tools and techniques. IIA-CIA-Part2 exam is conducted in English and is available in both online and paper-based formats.
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IIA Practice of Internal Auditing Sample Questions (Q351-Q356):
NEW QUESTION # 351
Upon concluding the engagement fieldwork an internal auditor discusses the audit findings with operational management There is a greater likelihood that the auditor will obtain a responsive action plan from management when both parties agree on which of the following attributes of the audit finding?
- A. Condition
- B. Criteria
- C. Cause
- D. Effect
Answer: D
NEW QUESTION # 352
How do internal auditors generally determine the priority of the areas within the engagement scope?
- A. By totaling the monetary value of the processes within the organization in the scope of the engagement
- B. By estimating the likelihood of a risks occurring and the potential impact of that risk on the organization
- C. By calculating the period of time when the area was last audited try internal auditors
- D. By counting the number of red flags indicating the potential fraudulent activities within the area.
Answer: B
Explanation:
Internal auditors generally determine the priority of the areas within the engagement scope by assessing the risk of those areas. This involves estimating the likelihood of a risk occurring and the potential impact of that risk on the organization. High-risk areas with a high likelihood of occurrence and significant impact are prioritized to ensure that critical risks are addressed promptly. This risk-based approach to prioritization helps ensure that the audit resources are focused on the most significant areas, enhancing the effectiveness and efficiency of the audit.
Reference:
The Institute of Internal Auditors (IIA) - Standards for the Professional Practice of Internal Auditing, Standard 2010 - Planning
NEW QUESTION # 353
An auditor plans to analyze customer satisfaction, including: (1) customer complaints recorded by the customer service department during the last three months; (2) merchandise returned in the last three months; and (3) responses to a survey of customers who made purchases in the last three months. Which of the following statements regarding this audit approach is correct?
- A. Steps 1 and 2 of the analysis are not necessary or cost-effective if the customer survey is comprehensive.
- B. Analysis of three months' activity would not evaluate customer satisfaction.
- C. Although useful, such an analysis does not address any risk factors.
- D. The survey would not consider customers who did not make purchases in the last three months.
Answer: D
Explanation:
Section: Volume A
NEW QUESTION # 354
Which of the following information is most appropriate for the chief audit executive to share when coordinating audit plans with other internal and external assurance providers?
- A. The area and timing of the audit engagement to ensure confidentially and avoid conflict of interest.
- B. Objectives scope and timing at a high level to support coordination while adhering to confidentiality requirements
- C. No information should be shared with internal and external provider as it could introduce bias into the engagement results.
- D. All plan information, including risk assessments, planned tests and past results to maximize the opportunity for coordination with internal and external providers.
Answer: B
Explanation:
Coordinating audit plans with other internal and external assurance providers is critical to ensure coverage and avoid duplication of efforts. According to IIA Practice Advisory 2050-1, sharing high-level information such as objectives, scope, and timing supports effective coordination and minimizes the risk of conflicts of interest, while still maintaining confidentiality. Detailed sharing of risk assessments, planned tests, and past results might breach confidentiality and independence standards.References:
* The Institute of Internal Auditors (IIA) - Practice Advisory 2050-1: Coordination of Internal and External Audit Activities
NEW QUESTION # 355
A key to effective benchmarking in a consulting engagement is identifying the issues that can be:
- A. Discussed with the board or audit committee.
- B. Reviewed by all internal audit staff members.
- C. Shared with all internal audit customers.
- D. Measured and controlled by the engagement client.
Answer: D
Explanation:
Section: Volume B
NEW QUESTION # 356
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